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Melanie
Barwick, Ph.D., C.Psych.
Community Health Systems Resource Group
The Hospital for Sick Children
Toronto, Ontario
Made possible with financial support
from
Ontario Mental Health Foundation
Provincial Centre of Excellence for Child and Youth Mental Health
Hospital for Sick Children Foundation |
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Conference
Goal & Objectives
The goal of the proposed conference was to gather together service providers,
policy makers, decision-makers, and advocacy organizations from the
children’s
services sector, to reflect on what is required to develop readiness
for advances and innovations in the sector. The sector has been under-resourced
for more than a decade. Several recent events, including a significant
new investment from a supportive and invigorated Ministry of Children
and Youth Services, a five-year investment in standardized screening
and outcome measurement, a burgeoning science base for effective mental
health treatments, and an emerging understanding of how to move that
science to practitioners in the field, suggest it is an opportune time
to engage all stakeholders in a dialogue about how to recover from the
past and move forward to implement and integrate the most effective mental
health services.
While many conferences focus on mental illness and/or
approaches to treatment, we know of few 1 that focus on system-level
issues, such as (1) how systems of care can provide the best and most
efficient services in the presence of great need and limited resources,
(2) how best to transfer evidence-based practices to the field, and (3)
how to optimize the utility of the data we collect. The goal of this
conference was to bring several emerging areas of innovative thought
in the mental health and children’s services sector home to Ontario
in a venue in which the ideas could be discussed, debated, and digested,
to inform how we should move toward the future. |
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Topical Content
The mental health sector is increasingly being encouraged to adopt evidence-based
practices, including empirically supported treatment and assessment methods,
and to achieve a balance with a large demand for service. The sector
faces important challenges, such as reducing the translation time between
research and practice, determining how best to implement evidence-based
practices, increasing readiness for change, and addressing the clinical
utility and efficiency of these practices. These challenges provided
the impetus for this conference.
In view of the recent positive events
mentioned above, Ontario has in place key building blocks for improving
the quality of service and promoting the use of evidence-based practices
across the system. Although these changes can help us to move toward
evidence-based practice in mental health, we must consider the need for
change in related areas in order to realize the potential of this investment.
Our experience in implementing standardized outcome measurement across
107 children’s mental health organizations over
the past 5 years has taught us that merely training clinicians to use
new practices does not lead to uptake. Nor is the addition of new monies,
strengthened commitment, and policy planning sufficient in and of themselves
to bring about the changes required. Research suggests that successful
adoption of evidence-based practices for community settings requires
greater attention to the contextual factors that may facilitate or impede
adoption. Such factors include readiness for change on the part of practitioners
and organizations, building learning organizations and a culture of continuing
professional development in the social services, building efficiencies
and knowledge regarding quality assurance and the role it plays in service
provision, and developing clear direction and support from the Ministry.
The conference theme was guided by a belief that it is not sufficient
to transfer new knowledge in the absence of understanding what is needed
to prepare the Ministry, children’s services organizations, and
practitioners to receive and implement new knowledge and change their
approach to more integrated care.
Figure
1
Issues addressed |
Audience
As intended, the audience included
111 professionals occupying various roles in the children’s
mental health sector as well as those from other sectors, such as
Education, Child Welfare, and Corrections, who have an interest in
the mental health and well-being of children. The conference was
aimed at practitioners, decision-makers, administrators, policy-makers,
and all of these groups were represented. Though overwhelmingly from
the children’s
mental health sector, there was also representation from education,
child welfare, and public health. Please see appendix
A for a listing
of conference attendees (name and affiliation).
Other
Organizations Partnering on this Event
The conference was made possible through the support of several organizations.
Additional funding was provided from the Provincial Centre of Excellence
for Child and Youth Mental Health, the Ontario Mental Health Foundation,
and the Hospital for Sick Children Foundation. In addition, marketing support
was provided by Children’s Mental Health
Ontario, the Sparrow Lake Alliance, and Parents for Children’s Mental
Health.
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Four distinguished speakers were invited
with the express purpose of addressing the factors identified as posing
significant barriers in our capacity to evolve as a sector. A brief bibliography
of each speaker is provided, along with highlights and “main messages” captured
from their presentations.
Making Professional Development Meaningful
Ivan Silver, MD, FRCD(C)
Director of the Centre for Faculty Development
Faculty of Medicine, University of Toronto at St. Michael’s Hospital
Dr. Silver is Professor in the Department
of Psychiatry and the University of Toronto. He is a 1975 graduate of
Dalhousie medical school and subsequently specialized in Psychiatry at
the University of Toronto, Faculty of Medicine. He joined this faculty
in 1979 and later completed a Master Degree in Education at the Ontario
Institute for Studies in Education at the University of Toronto. He is
a member of the Wilson Centre's Executive Committee. His academic career
has focused on medical education scholarship and the development of new
pedagogy especially the use of games within teaching. He has focused
on undergraduate and postgraduate education in the first part of his
career; in the past nine years he has concentrated on continuing education
and professional development and most recently on faculty development.
In his specialty area of psychiatry, he has developed local and national
strategies for delivering continuing education to mental health professionals
in Toronto and in Canada. He has worked with the Royal College of Physicians
and Surgeons of Canada to help develop the Maintenance of Certification
program. In October 2002, he was appointed the Director of Faculty Development
in the Faculty of Medicine at the University of Toronto. Since then he
has initiated several programs to enhance the professional development
of faculty. He has academic interests in how students of all ages learn,
self-directed learning, how to engage students in learning interactively
and developing a culture among faculty that can lead to creative and
meaningful career development.
Dr. Silver’s presentation focused
on professional development for individual practitioners and for the
organization and community more broadly, and he provided a framework
for how one can conceptualize this important area.
Professional development can be defined
as “the systematic maintenance, improvement and broadening of knowledge
and skill together with the development of personal qualities necessary
for the execution of professional tasks and duties.” Personal
qualities are very important in terms of executing professional duties
in care. Self-awareness with respect to how one’s goals are actually
changing goes beyond a person’s
day to day work. It is important to pay attention to and consider what
your professional goals are.
Dr. Silver elaborated on key characteristics
of effective professional development:
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It is evidence based; |
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It must be collaborative and emotionally engaging; |
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It is both content and context
specific; relevant to the world you are in as well as specific
to the learner and attuned to the learner’s needs. “Gone
is the speaker who doesn’t know who the audience is or what
they are doing”; |
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It is grounded in knowledge about teaching
and learning; |
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Risk-taking is essential, thus, it is important
to create an environment that encourages inquiry, reflection and
experimentation; |
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It is sustained, ongoing, intensive and supported
by modeling, coaching, and collective problem solving. “You
are as powerful as you are a group, as powerful as your leader.” |
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It helps identify learning gaps and addresses
the barriers to implementing new knowledge and skills. Knowledge
can be metamorphosed if it is something that has been identified
as being a gap. Those gaps can be addressed and learners can
then work on them during conferences. “The hot ticket is knowing the gap”;. |
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It must be supported by employers and their
institutions and organizations in order to
give it meaning; |
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To provide evidence that it is working, professional
development must be evaluated. |
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Domains
of practice
In considering what is “a professional”, a much wider scope
of thinking is required. It is not enough to be a specialist in medicine
for we need to develop communication skills and learn how to work with
other professionals, how to manage others, how to be an advocate and
to consider our role as scholars. All these skill sets are important
to look at as legitimate foci for professional development.
The
driving forces
The profession is now part of the social contract of a professional.
The public is requiring to know what you are doing to retain your competency
as a professional, as a manager, etc. The regulatory bodies require written
confirmation that you are continuing professional development.
Methods
of continuing professional development
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| Group learning activities are among the traditional
methods of professional development and include: |
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conferences, seminars, rounds |
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study groups |
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| Individual
learning activities include: |
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reading (books, journals, internet) |
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personal learning projects |
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reflective journaling |
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practice audit (with feedback) – this
method, which involves monitoring how you are doing and is usually
done with a colleague, is the most powerful tool for change. |
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self assessment tests – these can be
done on your own time and are based on contemporary practice |
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supervision – this is a very effective
one-on-one type of learning |
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| Other learning activities include: |
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opinion leaders – this method involves
identifying leaders through surveys of practitioners in the area,
providing them with a training program and letting the information
fly.. |
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academic detailing – consists of a practitioner
going to another practitioner’s place of practice and addresses
their learning needs (eg. a pharmacist would go to an MD’s
office and discuss how doctors can best utilize medications in
their practice) While this is a very evidence-based method, it
is very time consuming and expensive. |
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Review of outcome studies
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| Grimshaw et al. 2002, JCEHP 22(4) 237-242 |
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Passive dissemination is unlikely
to change behaviour when used alone. However there is a place for
it as part of a package to effect change; |
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Active approaches which engage the audience
in participation whether formally or informally are more effective; |
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Audit with feedback and use of opinion leaders
had mixed results with some working well and others not; |
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Reminders were the most powerful professional
development tool (eg. stickies onclients’ files or computer
reminders after a conference with references and tools); |
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Multi-faceted approaches are more effective
than single interventions since they address a wide variety of
learning styles – “Addressing different learning styles
are powerful vehicles for change;” |
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| Davis et al. 1999, JAMA 282(9) 867-874 |
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Longitudinal and multiple approaches for learning
are more powerful than sitting in a lecture hall; |
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Giving people time to interact with one another
is important - “Don’t do away with lectures but give
audiences a chance to use, apply or reflect the knowledge” |
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Mixed methods address the learner more correctly. |
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| Thompson, O’brien et al.
2004 (Cochrane Review) |
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Review of trials of continuing education meetings
and workshops found that interactivity makes a difference – giving
audiences plenty of opportunity to participate. |
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What
make a difference in professional development?
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for professional development, including: |
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Needs assessment based learning
activities – “Do a needs assessment!” |
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Active learning; |
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Interactivity; |
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Learning from your practice (audit with feedback); |
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Learning from colleagues (opinion leaders); |
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Personalized learning (academic detailing,
personal learning projects); |
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Longitudinal learning activities – study
groups where learning needs are assessed and ways of addressing
them through pooled resources are a very effective self-driven
learning activity; |
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Patient mediated learning activities – involves
educating consumers on how to educate health practitioners about
new health information, about their own health, and other information
that the practitioner should be aware of, in ways that are not
offensive; |
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Commitment to change exercises; |
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Reminders. |
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What does not make a difference in
professional development?
Lectures with little interactivity;
Single stand-alone continuing education events.
Recommendations to the field
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| Planners of continuing education (CE) need to consider
the following recommendations: |
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Do a needs assessment; |
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Develop collaborative planning committees with
consumers; |
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Engage in and support Interactive contextually
relevant teaching methods; |
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Address barriers to implementation of new knowledge
such as giving people more time to address behaviours; |
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Engage in commitment to change exercises; |
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Evaluate the impact of education interventions. |
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| For individual learners, Dr. Silver’s recommendations
include: |
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In thinking of where you need to develop your
knowledge, begin with patient/client care and select problems and
questions that come from your practice; |
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Consider a practice audit; |
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Keep a professional portfolio/reflective journal; |
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Form and participate in study groups; |
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Consider the advantages and professional development
from supervision. |
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Dr. Silver engaged the conference
participants in examining potential barriers to continuing professional
development. Audience members offered the following barriers:
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Time, money and a didactic culture; |
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Linking outcomes to objectives other than accountability; |
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Constant lack of focus due to multiple priorities; |
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Shift or lack of responsibility of support
for continuing professional development; |
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Conflict between needs of agencies and practitioners; |
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Unperceived needs of learners; |
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Distinguishing between needs assessment versus
wants assessment (objective versus subjective needs) – Need
to bring both sides to the table; |
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Synchronicity of learning – learning
is lost because time hasn’t been devoted to it, therefore
need a collaborative learning organization with planned, synchronized
and relevant education; |
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Non-relevant new information is disseminated
when the speakers do not know the audience; |
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Continuing education is undervalued by funders. |
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Speaking/lecturing is also a good educational/learning
opportunity. |
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If you trust your audience, your audience will know more than you do.
Dr. Silver defined personal learning
projects (PLPs) as being personally planned and learner centered. Ideally,
they are also practice specific – learning activities
stimulated by any aspect of an individual’s professional practice.
PLPs should focus on questions or problems that address gaps in knowledge,
skills, attitudes or performance; enhance understanding or insight; review
current practice standards.
The steps recommended for developing
a personal learning project (PLP) were reviewed:
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Step 1 |
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Identify a question or describe
an issue in practice – this issue or question may come from
a client |
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Step 2 |
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Determine the stimulus or trigger prompting
learning to occur – e.g., ask yourself why you are interested
in this issue? Frame the question – it may be a simple
one hour exercise or something that needs to be researched. |
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Step 3 |
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Select the resources for learning – usually
involves speaking to a colleague |
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Step 4 |
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Determine the outcome of learning for practice
which involves documenting what you’ve done to answer the
questions and reflecting on it. Taking the time to write
down your learning moments is very important. Documentation cannot be over-emphasized.
If anyone wants to know about your professional development, you have a professional
portfolio to which you can refer. |
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The potential benefits of personal
learning projects for the individual learner include:
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Fostering skills of reflection and critical inquiry; |
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Promoting self-management of learning; |
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Promoting the development of a personal knowledge
management system to facilitate the transfer of new knowledge into
practice; |
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Facilitating application of new knowledge across
content domains. |
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If we hope to continue professional
development for others, we need to do it ourselves.
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Community Readiness: A Successful
model for change
Barbara Plested, Ph.D.
Research Scientist
Tri Ethnic Center for Prevention Research at Colorado State University
Ft. Collins, Colorado, USA
Dr. Plested has worked extensively in the provision of direct services
to special populations including American Indian, Native Alaskan, child
and adolescent, female, and jail-based programs. She has twenty years of
experience, serving both as an administrator as well as a therapist in
the fields of mental health and substance abuse. She serves as an evaluator
and grant writer for several Native American programs and is one of the
developers of the Community Readiness model. She has conducted research
using the model on a variety of issues: intimate partner violence, HIV/AIDS
prevention, methamphetamine prevention, drug and alcohol prevention and
environmental trauma. The Community Readiness Model has been used successfully
in urban areas, Alaskan villages and Native reservation areas throughout
the United States as well as internationally to effect community change.
Barbara has published extensively and has served on Roslyn Carter's panel
on intergenerational caregiving.
Dr. Plested was part of the research team
that developed the community readiness model
which has been used in various organizations, primarily for implementing
prevention programs. Most of her work has been with First Nations and
rural communities, although the model has been applied in a variety of
contexts. For purposes of clarity, Dr. Plested defined a community is
a group of people, whether they be within an organization or a neighbourhood.
The
Tri-Ethnic Centre is a Colorado State University Centre of Excellence
which began as a project thirty-seven years ago. The centre functions
in such as way as to ensure that research results transfer back to the
community where they can be utilized. The centre employs 40 full time scientists
who conduct research on social and organizational concerns including:
Alcohol,
tobacco and other drug use
Cultural competency
Implementation
of prevention programming
Partner violence
Delinquency
and dropout
HIV/AIDS
“Readiness is the first essential step to change” said Dr.
Plested. For change to be effective we must know the level of readiness
to determine the type of interventions that may be needed to move a community
along a continuum of change. Communication and collaboration from all stakeholders
is very important, including input from consumers. The community readiness
model is very issue-specific and uses a measurable tool (pre/post) to assess
where we are when we
start this process and where we will be when it is completed.
What
is community readiness?
Community readiness is a model based on science and theory, not just on
good ideas. It is an issue specific and community specific model of intervention.
Nine stages guide facilitation of community-directed change and provide
a clear map for change. The community readiness model is useful in that
it initiates action and instills ownership, both of which are critical
in an era of change. Also, the model engages all people within the organization
(e.g., talkers, contemplators, etc.) and this is necessary for change to
occur. The model utilizes existing resources, thus no extra money or assistance
is needed. The model and manual are accessible on the internet (http://triethniccenter.colostate.edu).
Lastly, the model is conducive to the development of culturally-appropriate
change strategies.
It is not a program but rather a vision which takes time to create and
sustain.
The community readiness model has been
used in program evaluation, research, community-based prevention and organizational
analysis. The U.S Substance Abuse and Mental Health Services Administration
(SAMHSA) now requires a description of community readiness in grant applications.
Stages
of community readiness
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1. No awareness:
The issue is not generally recognized by the community or organization
as aconcern. |
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2. Denial/resistance: Some recognition
by some community members or staff members that the issue is a concern
but mainly there is a feeling that nothing needs to be done. |
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3. Vague
awareness: General feeling
by at least some that there is a local or organizational concern
and that something should be done about it. No immediate motivation
or identifiable leadership. |
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4. Preplanning: Clear recognition
by some in the community that there is a local concern about the
issue and change should be implemented. Some discussion, but no real
planning. Must allow time to inform and educate. |
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5. Preparation:
Planning with key individuals/stakeholders/staff members is going
on and focuses on details.
Preparation is huge – very important
to get information from staff, board of directors, etc. |
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6. Initiation:
Activity and action is underway, but still viewed as a new effort.
Program is being tried out. |
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7. Stabilization:
One or two efforts are running, supported by administrators, staff
or community members. Model will not make conflict go away, but it
will provide information. Evaluation is important. |
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8. Confirmation/expansion:
Standard efforts are now in place and leadership supports expanding
and improving services. New efforts are being developed, resources
are being sought to serve more groups. Important to connect with others versus
getting
grant money for yourself when there may be someone in the community already doing
the work. |
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9. High
level of community ownership:
Detailed and sophisticated knowledge of prevalence, risk factors,
and causes of the issue exist. Important to tell the community
what you are
doing, services that are being provided. By building a high level of community
ownership the community will see you as a valuable resource and if you go away,
they
will call somebody. You need allies in your community. You need to let them know
that you are doing a good job. |
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The
process of change
Change takes time, and it is important to lay out realistic time goals.
It is Important to
communicate the mission - Why are we doing this? How is it going to benefit
our
clients/organization and our objectives? Inform people in multiple ways
through email, in
person, telephone, etc. It is necessary to gather input from individuals
affected by the changes and use that information to form the plan.
Dimensions
of community readiness
Look at what is currently going on in the community – strengths,
weaknesses, barriers. Howknowledgeable is your organization/community
about those efforts? What can you learn by examining the leadership;
leaders’ attitudes
and behaviours are important. Know your organizational climate – Is
it friendly? What does your organization/community know about change,
about the issue? What resources related to the issue are available, is
there some place to meet, etc.?
Process
for using the community readiness model
Identifying the issue is the beginning of the process. The community
must be defined with
respect to geography, occupations, systems, etc. Key respondent interviews
are then
conducted and scored to determine readiness level. Strategies are then
developed that can assist the community to move along the change continuum.
And, in the end, community change is achievable.
Dr. Plested encouraged
all to remember that strategies of intervention for prevention efforts
must be appropriate for the organization’s or community’s
stage of readiness!
The community readiness model can help to identify
resources and obstacles, and provide an assessment of how ready the
organization or community is with respect to accepting a given issue or
change as something that needs doing. It also identifies types of efforts
that are appropriate to initiate, depending on the stage of readiness.
The model cannot make people do things in which they do not believe. It
is not a coercive model. Nor will the model specify exactly what you should
do to accomplish intended objectives.
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Powering
Information - Getting to the Point of Human Services
David Raney, MD
CEO, Nuventive
Chariman of the Board, Esteam
Dr. Raney presented a model for substantially improving service quality
and increasing productivity for organizations in the human services sector – one
burdened with complex government reporting and documentation requirements, which take workers
and clinicians away from their primary focus of serving clients. Dr. Raney
has served as the CEO of Nuventive, LLC from its inception in December
2001. Nuventive has grown from an unfunded start-up to a market leader
in institutional assessment and electronic portfolios in higher education.
Dr. Raney also co-founded Esteam, LLC and currently serves as the Board
Chairman. Esteam provides software and services to the human services market
offering a broad based electronic record as well as software to manage
program improvement and outcomes measurement. Dr. Raney was also a founder
of two innovative programs at the Children’s
Hospital of Denvershortly after leaving his residency. As a faculty member
at the University of Pittsburgh Medical Center numerous new programs/business
units were created under his leadership. Dr. Raney received his MD degree
from Vanderbilt University and his BA in Psychology from the University
of California, Davis.
Dr. Raney’s message was that although tools exist today that can
significantly improve staff productivity and quality monitoring, organizations
have demonstrated a tendency to collect large amounts of data that are
infrequently used to inform service delivery. Raney encouraged us to close
this loop and make quality monitoring something more than data collection
and he illustrated how this is approached at Pressley Ridge. According
to Dr. Raney, Information is powerful by itself, but there are many things
in society which can de-power information. His
presentation was focused on how to get information to people in a way in
which it can be
applied. He acknowledged that there is a lot of frustration in getting
a system going and
technology is central to helping remove some of the barriers.
As in Canada,
it is very challenging to have an effective system of care within the
United States, where the system is so refracted and silo-based, and information
does not flow well among silos. Scientific information is difficult to
disseminate into the community. For example, many people did not know about
the benefits of cognitive behavior therapy for some time.
Dr. Raney referred
to the Institute of Medicine Review which revealed that there is much
room for improvement within the system; that it needs a systems approach
and that IT is underutilized (http://www.iom.edu/reports.asp). Technology
provides an opportunity in knowledge sharing in that it supports process
improvement and institutional self examination. However, although technology
has greatly evolved, this is Iess evident in medical care where it is not
being used as effectively as it could be.
Data data everywhere: The business of terabytes
The sheer quantity of data is overwhelming to health service organizations
and practitioners. Yet, there is little accurate, real time data available
to the decision maker at the time and place of a decision being taken
or required. Dr. Raney suggested that it is important to have accurate
data at the time of decision making. We are in need of internal data
that is client specific and addresses available resources, and we need
information on drug interactions, links to best practice, guidelines,
etc. Although a lot of data can be automated, healthcare and mental healthcare
organizations have not been fully leveraging the available technology.
As a result, they do not have the data they need to manage effectively.
Data
must be available to the field in a way that supports self examination
and quality improvement. We need to be asking, “How can you use data
to make our programs better?” There are two key elements that speak
to this need: (1) a culture of improvement, and (2) methods for sustaining
this culture. We can achieve this change by obtaining more data and better
analytics, and by focusing on effectively using the data we do collect. “Knowing is not enough; we must apply. Willing is not enough; we
must do.” Goethe
Quality improvement processes
Typically, quality cycles involve a lot of planning, less data collection,
less data analysis (which takes time and money), less utilization of
data and the follow-up gets very small. The more desirable process would
consist of the focus being placed in the opposite direction where the
data that is available is maximized.
Dr. Raney visited some core assumptions with the audience, including that
the primary purpose of planning and assessment activity is improvement.
For a quality assessment program to be effective, all phases of the assessment
process must be addressed and must have a circular record. These include:
Planning
Data collection
Data analysis
Data utilization
Follow-up
Quality assessment programs often fail to fulfill their purpose due to
a lack of understanding and the absence of an efficient, economical method
of managing the assessment process.
Data
management tools
Data management tools, specifically TOTAL:Quality, works to facilitate
involvement by providing:
structure and
process definition;
a uniform graphic
interface for the entire assessment and planning cycle so that everyone
is looking at it in the same way;
a rapid, motivating feedback.
Planning is facilitated because the tool focuses on institutionally relevant
goals and objectives and ensures that all organizational levels are consistent
with each other and with external requirements. The tool goes further to
ensure that this works efficiently by not creating additional time burdens.
Data collection is facilitated by the use of successive approximations
and formal and informal qualitative and quantitative data. Having data
accessible from one application facilitates utilization by generating immediate
reports in concise and uniform formats.
David Rumberger, Director of Sales and Marketing for Esteam, described
a case study of a non-profit organization (Presley Ridge) based in Pittsburgh
which had an extensive history of use of information, tracking the functional
outcomes of clients. Pressley Ridge is multi-serviced, spreading across
six states and serving 1,500 children any day of the week. In the early ‘80’s
Pressley developed the PRIDE model, an empirically based foster care model.
Over time there was concern that the model was being altered and having
a negative impact on outcomes. The organization went through a solution
process which involved ratifying the model. The most important thing the
organization did was to collaboratively define success. Some observations
resulting from the Presley Ridge experience include the following:
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Quality really does matter; it goes
beyond press releases and marketing; |
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Quality starts at the top – leaders must
be serious about quality. Within the U.S., because there is no built-in
motivation for quality, quality must come from the passion of the
CEO and become the organization’s mission; |
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Defining quality for the organization really
matters; |
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Important to understand what quality means, what
are the parameters? |
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We must be able to measure quality. |
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Questions that need to be addressed include who
should be involved in quality management? What resources need to
be assigned to it and what investments need to occur? |
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Properly implemented, IT solutions can do a lot to make quality
improvement better.
It’s not what you do, but rather what you do that doesn’t work
which is important.
Therefore, it is important to have a way to record and access data that
is not overly time
consuming. Speed is about leadership - either you see results early
in the process or never. Technology tools exist today that can help make
things go faster and smoother in a way that won’t discourage people
from using them. In the end, what is needed is a system that’s
really, really simple or people won’t use it. |
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Putting Research to Practice
Sonja Schoenwald, Ph.D.
Associate Professor of Psychiatry & Behavioral Sciences
Family Services Research Center, Medical University of South Carolina
Dr. Schoenwald’s current research focuses on the development, empirical
validation, and dissemination of clinically and cost-effective mental health
services for youth with complex
clinical problems and their families. Dr. Schoenwald has taken a leadership
role in developing the clinical training and consultation protocols used
to transport Multisystemic Therapy (MST) to communities throughout the
United States and in several other countries, and in the development of
research to investigate the transportability and dissemination of evidence-based
practices for children and families. She is Principal Investigator of a
45-site NIMH-funded study of the transportability of MST and of an Annie
E. Casey Foundation funded randomized trial of an MST-Based Continuum of
Care in Philadelphia. Dr. Schoenwald is a founding member and co-investigator
of the MacArthur Foundation Network on Youth Mental Health, and co-investigator
of an NIMH-funded research network on schools as a context for youth mental
health and of a randomized trial examining the effects of MST and organizational
interventions on youth outcomes in rural Appalachia. Dr. Schoenwald has
co-authored two books and authored or co- authored 50 other publications,
and consults and collaborates with investigators and government groups
pursuing the implementation and evaluation of evidence-based mental health
practices in usual care settings.
According to Dr. Schoenwald, the field is now trying to take mental health
treatments to scale and address the barriers that exist in their implementation.
The concept of evidence-based practice (EBP) is, she said, a fairly recent
development. The swell of EBP could vanish if researchers/practitioners
don’t collectively overcome some of the
challenges of what it means to have science and practice informing one
another. We must work to ensure that the vision does not die as a result
of missteps and a lack of science in support of specific treatments and
how they can best be implemented.
Some
of the challenges before us
There continues to be ongoing debate about the definition of “evidence” because
of
differences in what goes on in the field versus in the lab. As such, we
have much to learn about how to transfer soft technology. More is required
in the area of practice research, to inform us of real world treatment
effects on child populations.
Dr. Schoenwald spoke of variables that may
differentiate “lab” and “usual
care” settings. Treatments studied in randomized trials are very
well defined, whereas these same treatments in the real world settings
become fairly diffuse because therapists must juggle various issues.
There is variability in the degree of treatment specification, ranging
from treatment manuals having a great deal of specification, to more
general manuals, to an absence of manuals for certain treatments. We
must consider that the variety of practitioners, including social workers,
psychologists, receive different types of training. Lastly, a vast array
of service delivery issues give rise to a range of treatment duration
or dose.
How do we speed the progression from development to deployment?
We have taken a big step forward in recognizing that we need to verify
treatment effectiveness in the real world. We need to show that we are
not doing harm by virtue of the treatment delivered. Safety of child
and youth mental health care is the first imperative. In the U.S. there
is explicit recognition that research must demonstrate the transportability
of a practice as well as its sustainability and dissemination.
MST
research and dissemination: An Example
MST is a time limited intensive treatment model geared to juvenile offenders.
There is now twenty years of science behind the development, efficacy and
implementation of this model. The MST Institute is a training organization
which focuses on quality assurance and outcome tracking. Dr. Schoenwald
and her colleagues have spent six years helping practitioners in the community
achieve the same results (i.e., effect sizes) typically seen in controlled
lab settings. In Canada, results have been mixed, with some sites showing
good effects and others not.
MST program development has taught us that
it is important to determine which elements of a treatment are important.
Moreover, one must consider who are the appropriate target populations,
who are the realistic referral sources (i.e., are they really going to
send the child to you?), and how communities will approach ongoing program
evaluation.
Stakeholder influences are important considerations for treatment
deployment. Funding structures need to be in place, and the lead must
be taken by the MST therapist. Facilitators include a clear understanding
of MST and full commitment to implement MST within the organization.
We have learned that the professional degree and work experience of the
therapist does not predict outcome. Rather, therapist characteristics
such as a strong work ethic, flexibility, intelligence, creativity, etc.
are important for client outcome.
MST Quality Assurance Program
The purpose of quality assurance in MST is to increase the likelihood of
achieving positive outcomes through identifying and removing barriers
to effective implementation of the MST treatment model. Manuals are in
place for therapist, supervisor, and consultant. A therapist adherence
measure is reported on by parent report and therapist report (parent
report is more accurate.) A supervision adherence measure is also used.
Key organizational context variables
In human services research, productivity is affected by the following organizational
factors:
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Climate and structure are key and
measurable (eg. How does it feel to be at work?) |
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Structure: How hierarchical are you? How much
participation in decision making is there? What matters is the fit
between the structure of the place and the kind of work you are doing. |
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Culture: this encompasses the values and mission.
It is not what is stated as the mission statement but rather what
is known (eg. “We do things this way.”) |
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Effectiveness of MST
Across 45 sites, outcomes revealed that changes in children were at the
same magnitude as at the clinical level. Discharge decisions taken in
the field were very different than those taken in randomized control
trials. In the field, discharge decisions were made by the therapist
and family versus an external entity. Organizational structure and climate
were not associated with adherence scores, yet organizational factors were
associated with youth outcomes.
Our work with MST suggests that we need
to understand more about (1) the criteria for advancement and reward
used in mental health provider organizations; (2) whether and how inclusion
of adherence and outcomes criteria would improve child outcomes; and (3)
how organizational hierarchy and procedures interfere with adherence to
a specific evidence-based practice, and how to better align these to support
the practice.
In the end, we have learned that “Treatments do work,
paying attention helps.” |
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The traditional conference
format is not highly successful at encouraging the uptake and use of
new knowledge but it does offer an efficient format for exposing and
disseminating new information. This conference sought to generate dialogue
that would create a sense of excitement for the future of children’s mental
health, as well as an appreciation for the capacities and initiative required
to implement change in the children’s
service sector. Anecdotal and evaluation feedback leads us to believe
this was accomplished.
Evaluation of the day
Participants feedback about their experience of the day was very positive.
Comments were overwhelming “good” to “excellent” and
reflected the importance and value the day held for those in attendance.
The conference venue (i.e., uncomfortable chairs, some poorly positioned
seating) could be improved upon in future, however, the speaker presentations,
format and registration processes, and format of the day were very
well regarded by the majority of participants.
Future developments
An important outcome was the interest generated in TOTAL:Quality, the
continuous quality improvement software presented by Dr. Raney and
Mr. Rumberger. Several participants expressed a desire to see the software
in action. As a result, all conference participants were invited to
take part in a teleconference and webcast scheduled in early February
2005. There was significant interest, resulting in an audience of 11
service provider organizations and over 20 individuals - two organizations
involved their entire management teams. There was also significant
interest for pursuing TOTAL: Quality from a service provider in Winnipeg.
The webcast led to the identification of several children’s mental
health providers in Ontario that were interested in participating in
a trial demonstration of the software tool. As a result of this interest,
a research proposal was developed for the Ontario Centre of Excellence
for Child and Youth Mental Health for their February competition. Results
of this competition will be available in mid May 2005.
Transfer of Conference Knowledge
The conference report will be distributed in electronic form to participants
and others in the child services sector (i.e., mental health, health,
education, corrections, recreation, child welfare, ministry policy
departments) using the dissemination vehicles of our sponsoring organizations
(i.e., list serves, mailing lists, bulletin boards, web sites).
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| Mr. Harold Adams |
Kinark Child and Family Services |
| Ms. JoDee Anderson |
Chatam-Kent Integrated Children's Service |
| Dr. Kim Arbus |
McMaster Children's Hospital |
| Ms. Denice Basnett |
The Hospital for Sick Children |
| Ms. Jane Bauer |
Children's Community Network (Sudbury) |
| Mr. Robert Berkholder |
Ministry of Children and Youth Services - Youth
Justice |
| Mr. Paul Bessin |
Youthlink |
| Ms. Saleha Bismilla |
Toronto Public Health |
| Ms. Lisa Bochmeier |
Associated Youth Services of Peel |
| Ms. Sandra Bozzo |
Ministry of Children and Youth Services |
| Dr. Susan Bradley |
Department of Psychiatry, Sick Kids |
| Dr. Mary Broga |
Windsor Regional Children's Centre |
| Dr. Doug Brown |
Peel Children's Centre |
| Mr. Don Buchanan |
McMaster Children's Hospital |
| Ms. Gwen Burrows |
Hospital for Sick Children Foundation |
| Ms. Trinela Cane |
Ministry of Children and Youth Services |
| Dr. Jeff Carter |
Madame Vanier Children's Services |
| Ms. Catherine Carvell |
Evidence-Based Interventions Ontario |
| Dr. Alice Charach |
Hospital for Sick Children |
| Mrs. Murray Cherry |
Crossroads Children's Centre |
| Mr. David Choban |
Esteam / Pressley Ridge |
| Dr. Nancy Cohen |
Hincks Dellcrest Centre |
| Ms. Heather Cook |
Halton Child and Youth Services |
| Ms. Sandra Cunning |
The George Hull Centre for Children and Families |
| Ms. Filomena D'Andrea |
Peel Children's Centre |
| Dr. Simon Davidson |
Centre of Excellence / CHEO |
| Ms. Sheila Davis |
Catulpa Community Support Services |
| Ms. Michelle Dermenjian |
Algonquin Child and Family Services |
| Ms. Jacinthe Desaulniers |
Centre of Excellence / CHEO |
| Ms. Debbie Digby |
Sudbury District Health Unit |
| Mr. Tony Diniz |
Child Development Institute |
| Ms. Laura Dunlop-Dibbs |
Merrymount Children's Centre |
| Dr. Philip Eaton |
Calgary Health Region |
| Ms. Anne Edmondson |
East Metro Youth Services |
| Ms. Karen Engel |
Yorktown Child and Family Centre |
| Dr. Barrie Evans |
Madame Vanier Children's Services |
| Ms. Maria Feeheley |
Kinark Child and Family Services |
| Dr. Zel Fellegi |
Aisling Discoveries Child and Family Centre |
| Ms. Kim Fenn |
Youth Services Bureau of Ottawa |
| Ms. Shannon Fenton |
Data Research Analyst, Ministry of Education |
| Dr. Bruce Ferguson |
Hospital for Sick Children |
| Ms. Jane Fjeld |
Centre for Addiction and Mental Health |
| Ms. Angus Francis |
Hastings Children's Aid Society |
| Ms. Kim Gallow |
Ministry of Children and Youth Services |
| Ms. Liane Greenberg |
Children's Mental Health Ontario |
| Ms. Natasha Greenberg |
The Hospital for Sick Children |
| Ms. Lorraine Grypstra |
Youth Net Program |
| Dr. Bertrand Guindon |
Child and Family Centre (Sudbury) |
| Mr. John Hewer |
Kinark Child and Family Services |
| Dr. Keith Hildahl |
Winnipeg Regional Health Authority |
| Ms. Carol Howes |
Covenant House |
| Ms. Cind I'Anson |
Woodview Children's Centre |
| Ms. Lorraine Jeffrey |
Woodview Children's Centre |
| Ms. Joanne Johnston |
Children's Mental Health Ontario |
| Mr. Bob Kerr |
Kinark Child and Family Services |
| Mr. Patrick Lake |
Timiskaming Child and Family Services |
| Ms. Elisha Laker |
Newpath |
| Ms. Anne Lees |
Halton Child and Youth Services |
| Ms. Myra Levy |
East Metro Youth Services |
| Mr. Lothar Liehmann |
Craigwood Youth Services |
| Ms. Lynn MacKenzie |
Algoma Family Services |
| Ms. Dorie Madar |
Family & Children's Services Niagara |
| Ms. Pat Malane |
Newpath Youth and Family Services |
| Dr. Ian Manion |
Centre of Excellence / CHEO |
| Ms. Joanne Martin |
Ministry of Community Safety and Correctional Services |
| Ms. Genevieve Martins |
Peel Children's Centre |
| Dr. Hazel McBride |
OISE / University of Toronto |
| Mrs. Janet McKernan |
Peel Children's Centre |
| Ms. Mary Beth McLeod |
The York Centre for Children and Families |
| Dr. Gail McVey |
Hospital for Sick Children |
| Dr. Susan Meyers |
Child and Youth Wellness Centre of Leeds & Grenville |
| Mr. Peter Moore |
Kinark Child and Family Services |
| Mr. Brian O'Hara |
Lead, BCFPI Training and Implementation |
| Dr. Herbert Orlik |
IWK Health Centre - Halifax |
| Ms. Cathy Paul |
Ministry of Children and Youth Services - Youth Justice |
| Mr. Rick Perley |
Youth Services Bureau of Ottawa |
| Ms. Heather Ramey |
Youth Net Program |
| Mr. Kevin Rawlings |
Niagara Child and Youth Services |
| Mr. Andrew Ressor-McDowell |
Hincks Dellcrest Centre |
| Ms. Laurie Robinson |
KidsLink |
| Ms. Frances Ruffolo |
Child Development Institute |
| Mr. David Rumberger |
Esteam / Pressley Ridge |
| Dr. Kathy Sdao-Jarvie |
Peel Children's Centre |
| Ms. Kelly Seymour |
New Path Youth and Family Services |
| Dr. Brian Shaw |
Hospital for Sick Children |
| Dr. Teresa Sheehan |
Haldimand-Norfolk R.E.A.C.H. |
| Mr. Matthew Sheridan |
Kinark Child and Family Services |
| Ms. Linda Shervill |
Ministry of Children & Youth Services |
| Ms. Sue Sigurdson |
Humewood House |
| Ms. Kathy Simpson |
Catulpa Community Support Services |
| Ms. Sherrilyn Sklar |
Peel Children's Centre |
| Ms. Erin Smith |
Associated Youth Services of Peel |
| Ms. Wendy Springate |
Massey Centre |
| Ms. Elaine Stasiulis |
The Hospital for Sick Children |
| Mr. Fred Steinhaus |
Contact Niagara |
| Mr. Kevin Sullivan |
Treatment Foster Care Program |
| Ms. Marg Synyshyn |
Winnipeg Regional Health Authority |
| Ms. Pauline Thornton |
Trillium Lakehands District School Board |
| Ms. Lori Tomalty-Nusca |
McMaster Children's Hospital |
| Ms. Diana Urajnik |
Hospital for Sick Children |
| Mr. Alan Vallillee |
Kinark Child and Family Services |
| Ms. Tiziana Volpe |
The Hospital for Sick Children |
| Ms. Marjorie Waymouth |
Chedoke Child and Family Centre |
| Ms. Julie Whalen |
Chatam-Kent Integrated Children's Service |
| Dr. Robin Williams |
Regional Niagara Public Health Department |
| Ms. Sally Wills |
Child and Youth Wellness Centre of Leeds & Grenville |
| Mr. Paul Wilson |
Peel Children's Centre |
| Mr. Tom Windebank |
Ministry of Children & Youth - Youth Justice |
| Ms. Deborah Young |
Haldimand-Norfolk R.E.A.C.H. |
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The conference would
not have been possible but for the funding provided by the Provincial
Centres of Excellence for Child and Youth Mental Health, the Hospital
for Sick Children Foundation, and the Ontario Mental Health Foundation.
Children’s
Mental Health Ontario, The Sparrow Lake Alliance, and Parents for Children’s
Mental Health are warmly acknowledged for their support in advertising
the conference to their members, and for assisting in the dissemination
of the conference report.
Several people assisted on the conference day
in important ways. Appreciation |